Application of the Kushiro Framework to the Chao Phraya Basin (2011 Flood) Without LiDAR

Author

Waruth

Published

March 23, 2026

This document presents a comprehensive adaptation of the Kushiro Framework for channel network extraction and validation to the Chao Phraya Basin’s 2011 flood event. The key innovation lies in transferring a methodology originally designed for high-resolution LiDAR data in a natural wetland to a data-limited, human-modified river basin using multi-source DEMs and historical flood extent data.

Key Adaptations:

DEM source diversity replaces ground filtering method diversity Historical flood inundation maps (2011) replace contemporary satellite imagery Dual-validation framework maintained: internal consistency (Level 1) + external plausibility (Level 2) Integration with RRI hydrological model for physically-based flood simulation

Main Challenges in Transferring Methodology

First, it’s essential to understand the fundamental differences between the two areas, as they directly affect how the methodology must be adapted:

Comparison of Study Areas
Kushiro Wetland vs. Chao Phraya Basin
Issue Kushiro Wetland Chao Phraya Central Plain
Topography Data UAV-LiDAR (4.76 pts/m²) SRTM / ALOS AW3D30 (30 m)
DTM Resolution 5 m 30–90 m
Vertical Accuracy ~0.05–0.10 m ~1–5 m (SRTM RMSE)
Channel Characteristics Natural, 1st–3rd order Modified + Irrigation canals (Khlongs)
Vegetation Reed, Sedge, Alder Rice paddy, Urban, Heterogeneous vegetation
Area Size 0.91 km² ~20,000 km² (2011 flood extent)
Average Slope < 0.5° < 0.1° (flatter than Kushiro)

The Vertical Accuracy Mismatch Problem

The biggest problem is the vertical accuracy mismatch: the available DEM’s vertical accuracy is coarser than the topographic relief that needs to be classified. This is the opposite of Kushiro, where LiDAR provided resolution far exceeding channel depth.

Available Topography Data Options

Since LiDAR is unavailable, multiple DEM sources must be used instead of comparing ground filtering algorithms as in the Kushiro study. Different DEM sources essentially serve the same function as different ground filtering methods in the context of systematic workflow evaluation.

SRTM v3 (30 m) has global coverage and is widely used, but suffers from vegetation bias because C-band radar is affected by tree canopy, meaning the resulting surface isn’t true bare earth. In mangrove or palm plantation areas, bias can reach 2–5 m.

ALOS AW3D30 (30 m) uses optical stereo from PRISM sensors, producing elevations closer to DSM than DTM. However, in open areas like rice paddies in the Chao Phraya floodplain, the difference between DSM and DTM is minimal, making ALOS quite accurate in this context.

Copernicus DEM GLO-30 (30 m), created from TanDEM-X interferometry, offers significantly better vertical accuracy than SRTM (RMSE ~1 m in flat areas) and is considered the best free DEM currently available.

TanDEM-X 12 m (commercial/academic access): If academic licensing can be obtained, this provides significantly higher resolution, ideal for main channel delineation of the Chao Phraya River.

Available DEM Sources for Chao Phraya Basin
Functional equivalents to ground filtering algorithms in Kushiro study
DEM Source Resolution Acquisition Method Vertical Accuracy Key Characteristics Access
SRTM v3 30 m (~1 arc-sec) C-band InSAR (2000) ~3-5 m (flat) ~6-9 m (vegetated) Global coverage, widely used; Vegetation bias (C-band affected by canopy); Bias 2-5 m in mangrove/palm areas Free (USGS)
ALOS AW3D30 30 m Optical stereo PRISM (2006-2011) ~2-4 m (open) DSM ≈ DTM in paddies Optical stereo produces DSM; Minimal DSM-DTM difference in open areas; Accurate for Chao Phraya floodplain Free (JAXA)
Copernicus DEM GLO-30 30 m X-band InSAR (2010-2015) ~1-2 m (best available) Best free DEM currently available; Significantly better than SRTM; Ideal for primary analysis Free (Copernicus)
TanDEM-X 12m 12 m (0.4 arc-sec) X-band InSAR (2010-2015) ~2 m (flat) Highest resolution Academic/commercial access required; Ideal for main channel delineation; Highest detail available Academic license

Re-designing the Workflow for Available Data

Conceptual Mapping: Kushiro → Chao Phraya

The Kushiro framework remains applicable with adjusted component mapping:

Conceptual Framework Mapping
Kushiro (UAV-LiDAR) → Chao Phraya (Multi-source DEM)
Kushiro Component Function Chao Phraya Equivalent Rationale
Ground Filtering (PMF/CSF/MCC) Remove vegetation, extract bare earth DEM Source (SRTM/ALOS/Copernicus/TanDEM-X) Different acquisition methods = different surface representations
DTM Interpolation (IDW/TIN/KRG) Convert point cloud to raster surface DEM Preprocessing (Hydrological Conditioning) Reconditioning needed for human-modified landscape
Sink Filling (Wang/Planchon) Remove spurious depressions Sink Filling (Wang/Planchon) [unchanged] Same algorithm applies to raster DEMs
Flow Direction (D8/D-Inf) Determine water flow paths Flow Direction (D8/D-Inf) [unchanged] Same algorithm applies regardless of source
Validation: Sentinel-2 External reality check Validation: 2011 Flood Inundation Maps Historical flood extent replaces contemporary imagery

Additional Workflow Components for Chao Phraya

Due to greater area complexity compared to Kushiro, additional components are needed for the human-modified drainage network. This includes incorporating canal networks from OpenStreetMap or the Royal Irrigation Department to “burn in” known channels into the DEM before extraction—a technique called Stream Burning or Agreement Burning. This increases flow accumulation sensitivity in canal areas.

Additional DEM reconditioning is also necessary because the Chao Phraya floodplain has numerous roads and embankments crossing waterways, creating artificial barriers in the DEM. Breach algorithms must be used to “cut through” these ridges before sink filling.

Additional Workflow Components for Chao Phraya
Handling human-modified landscape complexity
Component Why Needed Data Source Method Impact on Results
Stream Burning / Agreement Burning Human-created canal networks not always visible in DEM OpenStreetMap waterway data; Royal Irrigation Department canal maps Burn known channels into DEM before extraction; Increase flow accumulation in canal areas; Ensure routing follows known waterways Ensures extracted network includes anthropogenic channels; Improves alignment with actual drainage
DEM Reconditioning for Infrastructure Roads and embankments create artificial barriers in DEM OpenStreetMap road network; Google Earth imagery for visual verification Apply breach algorithms to 'cut through' ridges; Identify road crossings and embankments; Remove artificial flow barriers Prevents fragmentation of drainage network; Reduces unrealistic flow accumulation patterns
Canal Network Integration Extensive irrigation system central to drainage pattern Royal Irrigation Department (RID); OpenStreetMap (waterway=canal tags) Vector-to-raster conversion; Combine with natural drainage network; Validate flow connectivity More accurate representation of actual flow paths; Better prediction of flood routing

Workflow Combinations Matrix

Workflow Components for Systematic Evaluation
Total combinations: 4 × 2 × 2 × 3 = 48 workflows
Component Options (Count) Details Kushiro Equivalent
DEM Source 4 sources SRTM, ALOS, Copernicus, TanDEM-X Ground filtering (PMF/CSF/MCC)
Sink Filling 2 methods Wang & Liu (2006), Planchon & Darboux (2002) Same algorithm
Flow Direction 2 methods D8 (single direction), D-Infinity (multiple direction) Same algorithm
Flow Accumulation Threshold 3 thresholds Based on drainage area: 1 km², 2.5 km², 5 km² Area-based threshold (5,000 m²)

This includes:

  • Incorporating canal networks from OpenStreetMap or the Royal Irrigation Department to “burn in” known channels into the DEM before extraction—a technique called Stream Burning or Agreement Burning. This increases flow accumulation sensitivity in canal areas.

  • Additional DEM reconditioning is also necessary because the Chao Phraya floodplain has numerous roads and embankments crossing waterways, creating artificial barriers in the DEM. Breach algorithms must be used to “cut through” these ridges before sink filling.

Using 2011 Flood Data for External Validation

This is the most important strength of this application, as the 2011 flood has abundant remote sensing data that can replace Sentinel-2 from the Kushiro study.

Available Flood Inundation Data

Available 2011 Flood Inundation Data Sources
Remote sensing data for external validation
Data Source Spatial Resolution Temporal Coverage Key Advantage Use in Validation
MODIS Terra/Aqua 250–500 m Daily throughout flood period Daily data for tracking temporal evolution NDWI/MNDWI can detect surface water quickly Ideal for flood front progression analysis Track flood propagation timing Validate temporal consistency of network
Landsat 5/7 30 m 16-day revisit (some cloud gaps) Better spatial resolution than MODIS Band 5 (SWIR) sensitive to surface water Can overlay with extracted channel networks High-resolution channel-flood alignment Primary validation dataset
ALOS-2 PALSAR / RADARSAT-2 (SAR) 10–25 m Continuous (cloud-penetrating) SAR penetrates clouds Continuous data during monsoon period More accurate flood extent than optical NASA/Dartmouth Flood Observatory compiled maps Ground truth for cloud-covered periods Validate flood corridor extent
JAXA GCOM-W AMSR2 ~10 km Daily Daily flood inundation data Useful for hydrological connectivity validation Low resolution limits detailed comparison Basin-scale connectivity check Supplementary validation

MODIS Terra/Aqua (250–500 m) provides daily data throughout the flood period. NDWI or Modified NDWI can detect surface water quickly, ideal for tracking temporal evolution of the flood front.

Landsat 5/7 (30 m) offers much better spatial resolution than MODIS, especially Band 5 (SWIR), which is sensitive to surface water. Landsat results can be overlaid with extracted channel networks to validate whether predicted channels correspond with actual flood paths.

ALOS-2 PALSAR / RADARSAT-2 (SAR): SAR penetrates clouds, providing continuous data throughout the monsoon flood period with more accurate flood extent than optical sensors during rain. NASA Flood Observatory and Dartmouth Flood Observatory have already compiled SAR flood maps from this event.

JAXA GCOM-W AMSR2 provides daily flood inundation data. Though spatial resolution is relatively low (~10 km), it’s useful for validating that the derived channel network has reasonable hydrological connectivity.

Two-Level Validation Framework Design (Analogous to Kushiro)

Two-Level Validation Framework
Analogous to Kushiro study structure, adapted for 2011 flood context
Validation Level Metric Formula Data Required Purpose
Level 1: Pairwise Statistical Consensus Intersection over Union (IoU) IoU = TP / (TP + FP + FN) Multiple channel extractions from workflow combinations Measure agreement between different workflow outputs (internal consistency)
Level 1: Pairwise Statistical Consensus F1-Score F1 = 2TP / (2TP + FP + FN) Same as IoU Alternative metric for binary classification performance
Level 2: External Plausibility Validation Channel-Flood Correspondence CFC = Channel pixels within flood extent / Total channel pixels Extracted channel network + 2011 flood extent map Check if predicted channels align with actual flood corridors
Level 2: External Plausibility Validation Flood Routing Plausibility FRP = Flood progression matches network flow direction Channel network + temporal flood progression (MODIS) Verify that flood propagation follows extracted network topology
Level 2: External Plausibility Validation Temporal Consistency Index TCI = Correlation between flow accumulation and flood timing Flow accumulation raster + multi-date flood maps Validate that upstream areas flood before downstream areas

Level 1: Pairwise Statistical Consensus remains the same as before—comparing channel network outputs from different workflow combinations using the IoU metric from the Kushiro study:

\[ IoU = \frac{𝑇P}{TP+FP+FN} \tag{1}\]

Level 2: External Plausibility Validation uses 2011 flood inundation extent instead of Sentinel-2, based on the principle that “a good channel network should predict flow paths consistent with actual flood extent.”

This calculates spatial overlap between predicted channels and observed flood corridors:

\[ ChannelFlood Correspondence = \frac{Channel Pixels Within Flood Extent}{Total Channel Pixels} \]

A new metric appropriate for the 2011 flood context is added: Flood Routing Plausibility, which checks whether the extracted network can explain the propagation of the flood front from upstream to downstream.

Clear Research Novelty and Contribution

The Kushiro study’s novelty lies in its workflow evaluation framework for UAV-LiDAR in wetland areas. To publish Chao Phraya work, distinct novelty is needed:

Research Novelty and Contribution
Distinct contributions beyond Kushiro framework
Novelty Aspect Kushiro Baseline Chao Phraya Innovation Scientific Contribution
1. Framework Transferability across Data Availability Contexts Dual-validation framework applied to high-resolution LiDAR in natural wetland Same framework applied to multi-source DEMs in data-poor context DEM source diversity replaces ground filtering diversity Demonstrates methodological robustness across data types Methodological framework proves applicable beyond original context Provides template for other data-limited regions Validates dual-validation concept as generalizable
2. Flood Inundation as Hydrological Validation Contemporary Sentinel-2 imagery for visual validation of channel presence Historical flood extent (2011) as proxy for network plausibility Temporal flood progression validates network topology Systematic use of flood data rarely done in channel extraction Establishes flood inundation as valid hydrological proxy Addresses temporal gap between DEM and validation data Creates methodology for post-event validation
3. Human-Modified vs. Natural Channel Networks Natural channel network (1st-3rd order streams) in pristine wetland Extensive human-created canal network (khlongs) Complex mix of natural channels and irrigation infrastructure Evaluate automated extraction capability for both types Addresses understudied problem of mixed natural-anthropogenic networks Relevant for heavily modified river basins globally Quantifies extraction performance by channel type

Novelty 1: Framework Transferability across Data Availability Contexts demonstrates that the dual-validation framework from Kushiro can transfer to more data-poor situations, where DEM source diversity replaces ground filtering diversity and flood inundation maps replace contemporaneous satellite imagery.

Novelty 2: Flood Inundation as Hydrological Validation uses historical flood extent as a proxy for network plausibility—something few studies have done systematically. The challenge is explaining the temporal gap between DEM acquisition and the flood event (DEM may be from a different year than 2011).

Novelty 3: Human-Modified vs. Natural Channel Networks: The Chao Phraya has an extensive human-created canal network, making flow routing far more complex than Kushiro. Evaluating how well automated extraction can recover both natural channels and anthropogenic canals is scientifically valuable.

Cautions and Limitations

Cautions and Limitations
Critical challenges requiring careful handling
Limitation Problem Description Impact on Results Mitigation Strategy
Vertical Resolution Mismatch In Chao Phraya floodplain, elevation variation between channels and floodplains may be only 0.5–2 m This falls within SRTM's RMSE range (3-5 m) Creates high uncertainty in channel delineation from DEM Channel detection uncertainty increases dramatically False positives and false negatives both likely Extracted network may miss shallow channels May incorrectly identify non-channel features Use multi-source DEM consensus to reduce individual source bias Perform comprehensive sensitivity analysis Quantify uncertainty ranges for all results Clearly report confidence levels by terrain type
Temporal Inconsistency DEM captured before 2011 (SRTM: 2000, ALOS: 2006-2011) Flood event occurred in 2011 Canals may have been dug or rice fields filled during interval Landscape changes not reflected in DEM Validation may show poor correspondence in areas of landscape change Extracted network may not match 2011 flood paths if canals changed Reduces reliability of flood-based validation Document all known landscape changes between DEM date and 2011 Use multiple temporal DEM sources if available Focus validation on stable landscape areas Explicitly acknowledge temporal mismatch in limitations
Scale Dependency Flow accumulation threshold of 5,000 m² used in Kushiro at 5 m resolution cannot be directly applied 30 m resolution in Chao Phraya requires different thresholds Drainage area to classify must be recalculated Inappropriate thresholds lead to over/under-segmentation Network density may not match reality Comparisons with Kushiro results require careful normalization Calculate new thresholds based on drainage area analysis Perform scale-dependent validation Test multiple threshold values systematically Report results as functions of scale parameters

The biggest problem is vertical resolution mismatch: in the Chao Phraya floodplain, elevation variation between channels and floodplains may be only 0.5–2 m, which falls within SRTM’s RMSE range. This creates high uncertainty in channel delineation from DEM, requiring clear sensitivity analysis and uncertainty quantification.

Another issue is temporal inconsistency between the DEM (captured before 2011) and the flood event (2011), especially in areas where canals were dug or rice fields filled during that interval. This must be considered and documented in the limitations.

Finally, scale dependency is critical because the flow accumulation threshold of 5,000 m² used in Kushiro at 5 m resolution cannot be directly applied to 30 m resolution in Chao Phraya. New thresholds must be calculated based on the drainage area to be classified.

Integration with RRI Hydrological Model

Complete Workflow Diagram

Complete workflow from data inputs through validation to final output

RRI Model Configuration

The Rainfall-Runoff-Inundation (RRI) model is a 2D physically-based distributed hydrological model that simultaneously solves:

  • Rainfall-runoff on hillslope grid cells
  • 1D river flow in channel network
  • 2D overland flow on floodplains
  • Lateral exchange between river and floodplain
RRI Model Configuration
Setup for 2011 Chao Phraya flood simulation
Parameter Value Justification
Model Domain Chao Phraya Basin Covers 2011 flood extent (~20,000 km²)
Grid Resolution 250 m × 250 m Balance between accuracy and computational cost
Simulation Period July 1 - December 31, 2011 (184 days) Captures entire 2011 monsoon flood event
Time Step 60 seconds (adaptive) Ensures numerical stability (CFL condition)
Channel Network From optimal Kushiro workflow Validated drainage network from framework
Rainfall Input GPM IMERG Final Run (30-min) Best available gridded precipitation data
Boundary Conditions C.2 station discharge (upstream) Chiang Mai station provides upstream inflow
Initial Conditions Dry condition (water depth = 0) Monsoon onset marks simulation start
Output Frequency Daily inundation maps + hourly hydrographs Daily for validation, hourly for dynamics